Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Simonetti is a financial professional with over 5 years of experience in the securities industry. He is currently registered with Tradition Securities AND Derivatives LLC as a broker-dealer and investment advisor representative. Daniel has previously worked at BAY CREST PARTNERS, LLC and TULLETT PREBON FINANCIAL SERVICES LLC. Daniel holds the Series 7, Series 57, Series 63, and SIE licenses. He is registered in Illinois, New Jersey, and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
11/23/2020 - Present
Tradition Securities AND Derivatives LLC (New York NY)
NY
05/10/2019 - 11/19/2020
BAY CREST PARTNERS, LLC (NEW YORK NY)
NY
01/31/2018 - 04/30/2019
TULLETT PREBON FINANCIAL SERVICES LLC (New York NY)
BC
Issued 03/20/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/04/2018
Series 57 - Securities Trader Exam
BC
Issued 01/31/2018
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
F
FINRA
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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