Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Shannahan has been in the financial services industry since October 1986. Currently, Daniel Shannahan is registered with UBS Financial Services Inc. Daniel Shannahan provides financial planning, pension consulting and portfolio management services. Daniel Shannahan has been registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated, F.N. Wolf & Co., Inc., Sherwood Capital, Inc. and First Jersey Securities, Inc. in the past. Daniel Shannahan is licensed in 40 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
DC
09/26/2022 - Present
UBS Financial Services Inc. (WASHINGTON DC)
DC
12/08/1990 - 09/27/2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (WASHINGTON DC)
NA
05/16/1988 - 11/20/1990
F.N. WOLF & CO., INC.
NA
03/03/1987 - 05/18/1988
SHERWOOD CAPITAL, INC.
NA
02/02/1987 - 02/20/1987
SHERWOOD CAPITAL, INC.
NA
09/26/1986 - 01/31/1987
FIRST JERSEY SECURITIES, INC.
IA
Issued 12/21/1990
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/09/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/20/1986
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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