Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Rooney is a financial professional with Northwestern Mutual Investment Services, LLC. Daniel has been in the financial services industry since October 5, 2020 and is currently registered in 23 states. Daniel holds the Series 63, Series 26, SIE and Series 6TO licenses and has been with Northwestern Mutual Investment Services, LLC since October 5, 2020.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
CA
10/05/2020 - Present
Northwestern Mutual Investment Services, LLC (Long Beach CA)
BC
Issued 07/02/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/26/2023
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/02/2020
SIE - Securities Industry Essentials Examination
BC
Issued 05/29/2020
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Daniel Rooney is the right advisor for you? Invested Better is here to help.
