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Daniel Joseph Rooker

SLP Wealth

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About Daniel Joseph Rooker

Daniel Rooker is a financial advisor with SLP Wealth based in Durham, NC. Daniel has been working in the financial services industry since 2013 and holds Series 63, 66, 7, and SIE licenses. Daniel is also a Certified Financial Planner. Daniel has experience working with both high-net-worth individuals and individuals other than high-net-worth. Daniel also has experience with pension consulting and selection of other advisors. Daniel is committed to providing his clients with the best possible financial advice and helping them achieve their financial goals.

Firm Information

Daniel Rooker is currently registered with SLP Wealth. SLP Wealth, headquartered in Durham, North Carolina, is a registered investment advisor (RIA) offering financial planning and portfolio management services for individuals and businesses. The firm has 2 licensed agents and 16 investment advisor representatives, managing over $29 million in assets for approximately 846 clients. They specialize in serving high-net-worth individuals and individuals other than high-net-worth, with a focus on personalized financial guidance and investment strategies.
SLP Wealth

555 SOUTH MANGUM ST

DURHAM, NC 27701

$29.21M

Assets Under Management

1,080

Total Clients

12

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Daniel Rooker’s Registration & Firm History

NC

05/10/2023 - Present

SLP Wealth (DURHAM NC)

IL

03/23/2016 - 06/05/2017

LINCOLN FINANCIAL ADVISORS CORPORATION (CHICAGO IL)

OH

03/19/2013 - 04/19/2016

LPL FINANCIAL LLC (BEACHWOOD OH)

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Licenses & Designations

BC

Issued 04/18/2016

Series 63 - Uniform Securities Agent State Law Examination

BOTH

Issued 10/14/2013

Series 66 - Uniform Combined State Law Examination

BC

Issued 06/05/2017

SIE - Securities Industry Essentials Examination

BC

Issued 03/18/2013

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Daniel Joseph Rooker.
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