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Daniel Joseph Ponder

Truist Securities, Inc.

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About Daniel Joseph Ponder

Daniel Ponder is a financial advisor with Truist Securities, Inc. Daniel has over 27 years of experience in the financial services industry. Daniel is a Series 7, 24, 63, and 72 licensed professional. Daniel is registered with the Financial Industry Regulatory Authority (FINRA) and is licensed to conduct business in 52 states. Daniel is also a registered principal with Truist Securities, Inc. Daniel has previously held positions at Seaport Global Securities LLC, RBC Capital Markets, LLC, Oppenheimer & Co. Inc., Banc of America Securities LLC, and CS First Boston Corporation.

Firm Information

Daniel Ponder is currently registered with Truist Securities, Inc.. Truist Securities, Inc. is a Corporation formed in July 1972. The firm is registered with the SEC and in all 50 states, as well as in the District of Columbia, Puerto Rico, and the U.S. Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

309

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Daniel Ponder’s Registration & Firm History

NY

08/03/2020 - Present

Truist Securities, Inc. (NEW YORK NY)

NJ

01/07/2016 - 07/07/2020

SEAPORT GLOBAL SECURITIES LLC (SUMMIT NJ)

NY

09/17/2009 - 12/10/2015

RBC CAPITAL MARKETS, LLC (NEW YORK NY)

NY

04/27/2009 - 10/08/2009

OPPENHEIMER & CO. INC. (NEW YORK NY)

NY

07/07/1995 - 06/02/2009

BANC OF AMERICA SECURITIES LLC (NEW YORK NY)

NY

01/05/1993 - 07/23/1993

CS FIRST BOSTON CORPORATION (NEW YORK NY)

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Licenses & Designations

BC

Issued 09/15/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/14/2011

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 72 - Government Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/31/1992

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Daniel Joseph Ponder.
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