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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Joseph Plis is a financial advisor at Citizens Securities, Inc. based in WEST HARTFORD, Connecticut. Daniel has been in the financial services industry since 1994. Daniel holds several licenses including Series 6, 7, 9, 10, 24, 63, and 66 and is licensed to operate in Connecticut. Daniel provides financial planning services, selection of other advisers, and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Participate in wrap fee program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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CT
10/26/2023 - Present
Citizens Securities, Inc. (WEST HARTFORD CT)
KY
12/10/2014 - 01/03/2023
PNC INVESTMENTS (LOUISVILLE KY)
NY
08/25/2010 - 08/14/2014
LPL FINANCIAL LLC (BUFFALO NY)
NY
01/22/2008 - 07/07/2010
M&T SECURITIES, INC. (BUFFALO NY)
NY
01/01/2005 - 01/14/2008
HSBC SECURITIES (USA) INC. (BUFFALO NY)
NY
01/20/1998 - 01/01/2005
HSBC BROKERAGE (USA) INC. (NEW YORK NY)
OH
07/10/1997 - 01/08/1998
KEY INVESTMENTS INC. (CLEVELAND OH)
MA
01/18/1993 - 02/29/1996
FIS SECURITIES, INC. (BOSTON MA)
BOTH
Issued 04/02/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/13/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/19/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/25/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/30/1994
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/01/1994
Series 7 - General Securities Representative Examination
BC
Issued 01/13/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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