Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Oconnell is a financial advisor with Principal Securities, Inc. Daniel is a registered investment advisor with the state of Texas. Daniel has been in the securities industry since 2004 and holds Series 6, 7, 63, and 65 licenses. Daniel provides financial planning services to individuals, businesses, and charitable organizations. Daniel is also a board member of Texas CASA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
1
2
TX
02/29/2016 - Present
Principal Securities, Inc. (ADDISON TX)
TX
01/02/2015 - 12/31/2015
METLIFE SECURITIES INC. (DALLAS TX)
TX
12/09/2009 - 01/02/2015
NEW ENGLAND SECURITIES (DALLAS TX)
TX
05/23/2008 - 12/31/2009
THE O.N. EQUITY SALES COMPANY (DALLAS TX)
TX
06/08/2006 - 07/12/2006
TD AMERITRADE, INC. (FORT WORTH TX)
NE
04/20/2004 - 06/15/2004
AMERITRADE, INC. (OMAHA NE)
NJ
03/11/2002 - 10/29/2002
E*TRADE SECURITIES LLC (JERSEY CITY NJ)
TX
01/08/2001 - 12/07/2001
MUTUALS.COM, INC. (DALLAS TX)
IA
Issued 02/23/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/06/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/08/2002
Series 7 - General Securities Representative Examination
BC
Issued 01/05/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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