Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Joseph Novak Jr. is a financial advisor with Allworth Financial, LP. Daniel Novak has been in the financial services industry since December 4, 1984 and holds Series 6, 7, 22, 26 and 63 licenses. Daniel Novak is registered to provide investment advice in 18 states. Novak Financial Planning, LLC is a non-investment related business owned by Daniel Novak, which provides insurance sales.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
09/01/2021 - Present
Allworth Financial, LP (FOLSOM CA)
MD
11/03/1988 - 09/03/2021
CADARET, GRANT & CO., INC. (BEL AIR MD)
NA
10/24/1987 - 11/17/1988
FOCUS SECURITIES, INC.
NA
12/05/1984 - 11/05/1987
BNL SECURITIES INC.
BC
Issued 08/22/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/19/1996
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/28/1995
Series 7 - General Securities Representative Examination
BC
Issued 10/18/1985
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 12/04/1984
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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