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Daniel Joseph Mulligan

Btig, LLC

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About Daniel Joseph Mulligan

Daniel Joseph Mulligan is a financial professional with over 18 years of experience in the industry. Daniel has held positions at several reputable firms including Cantor Fitzgerald & Co., Bear, Stearns & Co. Inc., and Bear, Stearns Securities Corp. Daniel is currently registered with Btig, LLC, a firm with a focus on providing investment banking, trading, and brokerage services. Daniel has a strong track record of success in the financial services industry and is committed to providing clients with personalized and tailored financial advice.

Firm Information

Daniel Mulligan is currently registered with Btig, LLC. Btig, LLC is a Limited Liability Company formed in 2002. It is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm also holds an approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

154

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Daniel Mulligan’s Registration & Firm History

FL

02/19/2008 - Present

Btig, LLC (Miami FL)

NJ

12/04/2006 - 02/19/2008

CANTOR FITZGERALD & CO. (SUMMIT NJ)

NY

06/28/2006 - 12/15/2006

BEAR, STEARNS & CO. INC. (BROOKLYN NY)

NY

06/28/2006 - 12/15/2006

BEAR, STEARNS SECURITIES CORP. (BROOKLYN NY)

NY

08/12/2005 - 03/22/2006

CANTOR FITZGERALD & CO. (NEW YORK NY)

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Licenses & Designations

BC

Issued 11/23/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/30/2024

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/13/2007

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 08/11/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MEMX LLC

N

NYSE Arca, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Daniel Joseph Mulligan.
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