Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Mullane is a financial professional with over 30 years of experience in the industry. Daniel is currently registered with Herbert J. Sims Capital Management, Inc. where Daniel specializes in portfolio management for individuals and selection of other advisors. Previously, Daniel was registered with Sound Securities, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Advest, Inc., National Capital Investment Partners, Inc., and Shearson Lehman Hutton Inc. Daniel has a broad range of experience and holds licenses for several investment products.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
CT
12/24/2015 - Present
Herbert J. Sims Capital Management, Inc. (FAIRFIELD CT)
NY
09/01/2008 - 11/09/2009
SOUND SECURITIES, LLC (JERICHO NY)
NY
06/16/2006 - 08/29/2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
CT
09/05/1991 - 03/08/2006
ADVEST, INC. (HARTFORD CT)
NA
07/10/1990 - 09/30/1991
NATIONAL CAPITAL INVESTMENT PARTNERS, INC.
NY
03/22/1984 - 03/17/1990
SHEARSON LEHMAN HUTTON INC. (NEW YORK NY)
IA
Issued 05/20/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/23/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 24 - General Securities Principal Examination
BC
Issued 03/30/1989
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/04/2014
Series 3 - National Commodity Futures Examination
BC
Issued 03/17/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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