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Daniel Joseph Mitchell

Nylife Securities LLC

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About Daniel Joseph Mitchell

Daniel Joseph Mitchell is a registered representative with Nylife Securities LLC. Daniel Mitchell holds the Series 63, Series 6TO, and SIE licenses. Daniel Mitchell is licensed in California, Nevada, and Oregon. Daniel Mitchell has been in the securities industry since February 26, 2023. Daniel Mitchell is located in Las Vegas, Nevada.

Firm Information

Daniel Mitchell is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Daniel Mitchell’s Registration & Firm History

NV

02/27/2023 - Present

Nylife Securities LLC (LAS VEGAS NV)

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Licenses & Designations

BC

Issued 03/20/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/27/2023

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 11/30/2020

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Daniel Joseph Mitchell. Review regulatory record here.
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