Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel McAllister is an active broker and investment advisor representative with UBS Financial Services Inc. Daniel has been in the industry since 1983. Prior to joining UBS Financial Services Inc, Daniel worked for firms like Raymond James & Associates, Inc, Raymond James Financial Services, Inc, Morgan Stanley Smith Barney and Citigroup Global Markets Inc. Daniel has a strong track record of success in the financial services industry. Daniel is registered to provide investment advice and brokerage services in multiple states. Daniel specializes in a variety of financial services including retirement planning, insurance, investment management, and financial planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NY
01/16/2024 - Present
UBS Financial Services Inc. (GARDEN CITY NY)
NY
07/27/2017 - 01/18/2024
RAYMOND JAMES & ASSOCIATES, INC. (GARDEN CITY NY)
NY
06/29/2012 - 07/27/2017
RAYMOND JAMES FINANCIAL SERVICES, INC. (GARDEN CITY NY)
NY
06/01/2009 - 07/11/2012
MORGAN STANLEY SMITH BARNEY (GARDEN CITY NY)
NY
11/16/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (GARDEN CITY NY)
NY
07/31/1993 - 11/29/2007
CITIGROUP GLOBAL MARKETS INC. (GARDEN CITY NY)
NY
08/06/1992 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
02/23/1990 - 09/28/1992
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
NY
10/15/1985 - 03/12/1990
SHEARSON LEHMAN HUTTON INC. (NEW YORK NY)
NA
06/20/1984 - 10/18/1985
DOMINICK & DOMINICK, INCORPORATED
NA
08/24/1983 - 05/14/1984
PRUCO SECURITIES CORPORATION
BC
Issued 07/24/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/16/1984
Series 7 - General Securities Representative Examination
BC
Issued 08/15/1983
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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