Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Mattingly is a financial professional with over 30 years of experience in the industry. Daniel has held principal licenses and is currently a registered representative with Allstate Financial Services, LLC. Daniel has previously worked at Signator Investors, Inc. and Pruco Securities Corporation. Daniel is licensed in Pennsylvania.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NE
05/02/2001 - Present
Allstate Financial Services, LLC (Lincoln NE)
MA
05/21/1997 - 05/03/2001
SIGNATOR INVESTORS, INC. (BOSTON MA)
NJ
12/21/1992 - 05/22/1997
PRUCO SECURITIES CORPORATION (NEWARK NJ)
BC
Issued 12/10/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/30/2003
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 02/27/2002
Series 24 - General Securities Principal Examination
BC
Issued 06/26/2001
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/26/2001
Series 7 - General Securities Representative Examination
BC
Issued 12/15/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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