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Daniel Joseph Madden

Northern Trust Securities, Inc.

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About Daniel Joseph Madden

Daniel Madden is a financial advisor with over 20 years of experience in the industry. Daniel is currently registered with Northern Trust Securities, Inc., and has worked with a number of other firms over the years including RBC Capital Markets ARBITRAGE, S.A., RBC Capital Markets, LLC, and Cantor Fitzgerald & Co.

Firm Information

Daniel Madden is currently registered with Northern Trust Securities, Inc.. Northern Trust Securities, Inc. is a corporation headquartered in Chicago, IL, formed in 1979. The firm provides portfolio management services for individuals, businesses, and pooled investment vehicles. They also offer selection of other advisers. Northern Trust Securities, Inc. is registered with the SEC and in 53 states. They manage approximately $1,026,259,255 in regulatory assets.
Northern Trust Securities, Inc.

333 S. WABASH AVENUE

CHICAGO, IL 60604

$1.03B

Assets Under Management

2,110

Total Clients

282

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Daniel Madden’s Registration & Firm History

IL

12/01/2017 - Present

Northern Trust Securities, Inc. (CHICAGO IL)

NY

02/23/2016 - 11/16/2017

RBC CAPITAL MARKETS ARBITRAGE, S.A. (NEW YORK NY)

NY

02/23/2016 - 11/15/2017

RBC CAPITAL MARKETS, LLC (NEW YORK NY)

NY

09/27/2013 - 01/21/2016

CANTOR FITZGERALD & CO. (NEW YORK NY)

NJ

05/02/2012 - 09/16/2013

KNIGHT CAPITAL AMERICAS LLC (JERSEY CITY NJ)

NJ

06/03/2009 - 07/02/2012

KNIGHT CAPITAL AMERICAS, L.P. (JERSEY CITY NJ)

NJ

09/22/2010 - 12/31/2010

KNIGHT CAPITAL MARKETS LLC (JERSEY CITY NJ)

NY

01/27/2009 - 06/16/2009

NEWEDGE USA, LLC (NEW YORK NY)

NY

12/01/2008 - 01/08/2009

KELLOGG SPECIALIST GROUP LLC (NEW YORK NY)

NY

03/02/2004 - 11/28/2008

KELLOGG CAPITAL GROUP LLC (NEW YORK NY)

NY

09/26/2003 - 03/10/2004

TAHOE TRADING, LLC (NEW YORK NY)

MA

08/23/1995 - 07/29/1999

STATE STREET CAPITAL MARKETS, LLC (BOSTON MA)

NY

01/01/1994 - 01/23/1995

NEW ENGLAND SECURITIES (NEW YORK NY)

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Licenses & Designations

BC

Issued 08/19/2009

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/23/2011

Series 24 - General Securities Principal Examination

BC

Issued 09/27/1996

Series 53 - Municipal Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/20/2009

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 12/29/1993

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Daniel Joseph Madden.
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