Unclaimed
Daniel Madden is a financial advisor with over 20 years of experience in the industry. Daniel is currently registered with Northern Trust Securities, Inc., and has worked with a number of other firms over the years including RBC Capital Markets ARBITRAGE, S.A., RBC Capital Markets, LLC, and Cantor Fitzgerald & Co.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
12/01/2017 - Present
Northern Trust Securities, Inc. (CHICAGO IL)
NY
02/23/2016 - 11/16/2017
RBC CAPITAL MARKETS ARBITRAGE, S.A. (NEW YORK NY)
NY
02/23/2016 - 11/15/2017
RBC CAPITAL MARKETS, LLC (NEW YORK NY)
NY
09/27/2013 - 01/21/2016
CANTOR FITZGERALD & CO. (NEW YORK NY)
NJ
05/02/2012 - 09/16/2013
KNIGHT CAPITAL AMERICAS LLC (JERSEY CITY NJ)
NJ
06/03/2009 - 07/02/2012
KNIGHT CAPITAL AMERICAS, L.P. (JERSEY CITY NJ)
NJ
09/22/2010 - 12/31/2010
KNIGHT CAPITAL MARKETS LLC (JERSEY CITY NJ)
NY
01/27/2009 - 06/16/2009
NEWEDGE USA, LLC (NEW YORK NY)
NY
12/01/2008 - 01/08/2009
KELLOGG SPECIALIST GROUP LLC (NEW YORK NY)
NY
03/02/2004 - 11/28/2008
KELLOGG CAPITAL GROUP LLC (NEW YORK NY)
NY
09/26/2003 - 03/10/2004
TAHOE TRADING, LLC (NEW YORK NY)
MA
08/23/1995 - 07/29/1999
STATE STREET CAPITAL MARKETS, LLC (BOSTON MA)
NY
01/01/1994 - 01/23/1995
NEW ENGLAND SECURITIES (NEW YORK NY)
BC
Issued 08/19/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/23/2011
Series 24 - General Securities Principal Examination
BC
Issued 09/27/1996
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/20/2009
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 12/29/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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