Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Joseph Lee is a financial professional registered with Finalis Securities LLC, a brokerage firm. Daniel's professional career spans multiple decades and he brings a wealth of experience to his clients. Daniel has passed the Series 7, Series 63, Series 82TO, and SIE exams. Daniel has an active registration in Indiana.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/09/2023 - Present
Finalis Securities LLC (New York NY)
NA
06/04/1992 - 03/08/1993
RAFFENSPERGER, HUGHES & CO., INC.
BC
Issued 03/18/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/09/2023
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 03/10/2023
SIE - Securities Industry Essentials Examination
BC
Issued 06/03/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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