Unclaimed
Daniel Joseph Leary is a financial advisor with Lockton Investment Securities, LLC. Daniel has been in the industry since 1999. Daniel is registered with the state of Missouri and is also registered with FINRA. Daniel holds Series 6, SIE, and Series 63 licenses. Prior to working at Lockton Investment Securities, LLC, Daniel worked at Huntleigh Securities Corporation, First Heartland Capital, Inc., and MML Investors Services, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MO
03/08/2011 - Present
Lockton Investment Securities, LLC (KANSAS CITY MO)
MO
09/29/1998 - 10/01/2003
HUNTLEIGH SECURITIES CORPORATION (ST. LOUIS MO)
MO
02/02/1998 - 09/29/1998
FIRST HEARTLAND CAPITAL, INC. (LAKE ST. LOUIS MO)
MA
02/10/1992 - 01/28/1998
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
BC
Issued 07/23/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/07/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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