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Daniel Joseph Leary

Lockton Investment Securities, LLC

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About Daniel Joseph Leary

Daniel Joseph Leary is a financial advisor with Lockton Investment Securities, LLC. Daniel has been in the industry since 1999. Daniel is registered with the state of Missouri and is also registered with FINRA. Daniel holds Series 6, SIE, and Series 63 licenses. Prior to working at Lockton Investment Securities, LLC, Daniel worked at Huntleigh Securities Corporation, First Heartland Capital, Inc., and MML Investors Services, Inc.

Firm Information

Daniel Leary is currently registered with Lockton Investment Securities, LLC. Lockton Investment Securities, LLC is a Limited Liability Company formed in May 2016. The firm is registered in all 50 states and the District of Columbia.

Not reported

Assets Under Management

Not reported

Total Clients

28

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Daniel Leary’s Registration & Firm History

MO

03/08/2011 - Present

Lockton Investment Securities, LLC (KANSAS CITY MO)

MO

09/29/1998 - 10/01/2003

HUNTLEIGH SECURITIES CORPORATION (ST. LOUIS MO)

MO

02/02/1998 - 09/29/1998

FIRST HEARTLAND CAPITAL, INC. (LAKE ST. LOUIS MO)

MA

02/10/1992 - 01/28/1998

MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)

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Licenses & Designations

BC

Issued 07/23/2011

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/07/2011

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Daniel Joseph Leary.
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