Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Kelly is a financial professional with over 20 years of experience in the financial services industry. Daniel currently holds the Series 7, Series 24, and Series 63 licenses. Daniel is registered with Pershing LLC and is also licensed in New Jersey. Previously, Daniel was employed by Nomura Securities International, Inc., Barclays Capital Inc., Lehman Brothers Inc., Goldman, Sachs & Co., and Cantor Fitzgerald & Co.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
12/07/2022 - Present
Pershing LLC (JERSEY CITY NJ)
NY
10/04/2011 - 05/01/2019
NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)
NY
09/22/2008 - 09/13/2011
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
09/24/2007 - 09/22/2008
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
10/19/2004 - 09/20/2007
GOLDMAN, SACHS & CO. (NEW YORK NY)
NY
04/23/1996 - 07/11/1997
CANTOR FITZGERALD & CO. (NEW YORK NY)
NY
11/15/1995 - 07/11/1997
CANTOR FITZGERALD SECURITIES (NEW YORK NY)
NY
10/26/1992 - 08/30/1996
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
BC
Issued 02/14/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/15/2015
Series 24 - General Securities Principal Examination
BC
Issued 12/07/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/18/2004
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
MIAX Sapphire
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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