Unclaimed
Daniel Iavarone is a registered representative with Capital One Securities, Inc.. Daniel has been in the securities industry since February 2023. Daniel is registered with the following securities authorities: FINRA, and the state securities authorities of: California, Connecticut, Florida, Illinois, Louisiana, Maryland, Massachusetts, New York, Pennsylvania, Texas, and Virginia. Daniel passed the Series 79TO, Series 63 and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
02/22/2023 - Present
Capital ONE Securities, Inc. (New York NY)
BC
Issued 03/03/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/22/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 11/21/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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