Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Joseph Hughes is a financial professional with over 35 years of experience in the industry. Daniel is currently registered with Cetera Investment Advisers LLC in both Arizona and Texas. Daniel's previous roles have included positions at FIRST FINANCIAL EQUITY CORPORATION, WEDBUSH SECURITIES INC., UBS FINANCIAL SERVICES INC., PIPER JAFFRAY & CO., PRUDENTIAL SECURITIES INCORPORATED and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. Daniel's expertise includes financial planning, pension consulting, educational seminars, selection of other advisors, portfolio management for businesses, and portfolio management for individuals. Daniel holds Series 7, Series 31, Series 63, and Series 65 licenses, as well as the SIE designation.
SCOTTSDALE, AZ
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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AZ
06/29/2023 - Present
Cetera Investment Advisers LLC (SCOTTSDALE AZ)
AZ
11/12/2014 - 04/20/2022
FIRST FINANCIAL EQUITY CORPORATION (SCOTTSDALE AZ)
AZ
02/23/2007 - 11/20/2014
WEDBUSH SECURITIES INC. (SCOTTSDALE AZ)
AZ
08/12/2006 - 03/07/2007
UBS FINANCIAL SERVICES INC. (SCOTTSDALE AZ)
AZ
09/28/1998 - 08/12/2006
PIPER JAFFRAY & CO. (SCOTTSDALE AZ)
NY
05/04/1994 - 09/25/1998
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
11/25/1987 - 04/15/1994
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 11/5/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/3/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 6/14/2006
Series 31 - Futures Managed Funds Examination
BC
Issued 11/21/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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