Unclaimed
Daniel Gillin is a financial professional with over 10 years of experience in the industry. Daniel is a Registered Representative and Investment Advisor Representative with Thrivent Investment Management Inc., where Daniel has been employed since 2016. Prior to that, Daniel worked for MML INVESTORS SERVICES, LLC, and NYLIFE SECURITIES LLC. Daniel holds Series 6, 7, 63, and 65 licenses, as well as the Securities Industry Essentials (SIE) exam. Daniel is dedicated to providing personalized financial guidance and investment solutions to help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
IN
05/18/2017 - Present
Thrivent Investment Management Inc. (Carmel IN)
IN
01/15/2014 - 04/08/2016
MML INVESTORS SERVICES, LLC (INDIANAPOLIS IN)
IN
11/12/2012 - 11/05/2013
NYLIFE SECURITIES LLC (CARMEL IN)
IA
Issued 10/14/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/15/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/16/2016
Series 7 - General Securities Representative Examination
BC
Issued 11/10/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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