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Daniel Joseph Fischer

Newbridge Securities Corp.

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About Daniel Joseph Fischer

Daniel Joseph Fischer is a financial professional with over 40 years of experience in the industry. Daniel has a strong track record of success, most recently working with Newbridge Securities Corp. in Boca Raton, FL. Daniel has experience with National Securities Corporation, Oppenheimer & Co. Inc., Prime Charter LTD., Gruntal & Co., L.L.C., Advest, Inc., First Miami Securities, Inc., Moore & Schley, Cameron & Co., Moore & Schley Municipals, Inc., Raymond James & Associates, Inc., Fittin, Cunningham & Lauzon, Inc., and OTC NET INCORPORATED. Daniel holds Series 63, SIE, and Series 7 licenses.

Firm Information

Daniel Fischer is currently registered with Newbridge Securities Corp.. Newbridge Securities Corp. is a Corporation formed in December 1997. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico and the Virgin Islands. The firm has reported 31 Regulatory Events and 4 Arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

63

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Daniel Fischer’s Registration & Firm History

FL

08/24/2018 - Present

Newbridge Securities Corp. (BOCA RATON FL)

FL

10/01/2009 - 09/05/2018

NATIONAL SECURITIES CORPORATION (BOCA RATON FL)

FL

01/02/2002 - 09/30/2009

OPPENHEIMER & CO. INC. (BOCA RATON FL)

NY

11/10/1998 - 01/02/2002

PRIME CHARTER LTD. (NEW YORK NY)

NY

01/12/1995 - 11/30/1998

GRUNTAL & CO., L.L.C. (NEW YORK NY)

CT

12/15/1992 - 02/03/1995

ADVEST, INC. (HARTFORD CT)

FL

10/05/1988 - 12/09/1992

FIRST MIAMI SECURITIES, INC. (BOCA RATON FL)

NA

11/04/1985 - 10/11/1988

MOORE & SCHLEY, CAMERON & CO.

NA

08/05/1985 - 01/27/1988

MOORE & SCHLEY MUNICIPALS, INC.

NA

06/25/1982 - 08/12/1985

RAYMOND JAMES & ASSOCIATES, INC.

NA

05/07/1982 - 07/07/1982

FITTIN, CUNNINGHAM & LAUZON, INC.

NA

03/02/1982 - 04/26/1982

OTC NET INCORPORATED

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Licenses & Designations

BC

Issued 05/13/1983

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/20/1982

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are 2 public disclosures for Daniel Joseph Fischer. Review regulatory record here.
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