Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Ficano is a financial advisor with Hazard & Siegel, Inc. in Utica, NY. Daniel has been in the financial industry since 1990 and has a strong background in investments. Daniel is registered with FINRA and holds the Series 6, SIE and Series 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
06/23/2016 - Present
Hazard & Siegel, Inc. (UTICA NY)
NA
05/18/1990 - 04/07/1993
NORTHWESTERN MUTUAL INVESTMENT SERVICES, INC.
NA
05/18/1990 - 03/11/1993
ROBERT W. BAIRD & CO. INCORPORATED
NA
12/06/1988 - 04/24/1990
JOHN HANCOCK DISTRIBUTORS, INC.
NA
12/06/1988 - 04/24/1990
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
NA
06/01/1988 - 08/25/1988
CADARET, GRANT & CO., INC.
BC
Issued 12/08/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/23/2016
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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