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Daniel Joseph Farrington

Aegis Capital Corp.

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About Daniel Joseph Farrington

Daniel Farrington is a financial professional with over 8 years of experience in the industry. Daniel is currently registered with Aegis Capital Corp. and has a wide range of experience, having previously been registered with other firms, including Greenbird Capital LLC, VCS Venture Securities, Joseph Stone Capital L.L.C. and Worden Capital Management LLC. Daniel holds the Series 7, Series 63 and SIE licenses and is registered in multiple states across the country.

Firm Information

Daniel Farrington is currently registered with Aegis Capital Corp.. Aegis Capital Corp. is a corporation formed in 1984 and headquartered in New York, NY. The firm provides financial planning, portfolio management for individuals, businesses, and pooled investment vehicles. Aegis Capital Corp. is registered with the SEC and in 53 states. The firm has over 257 registered representatives and manages approximately $1.28 billion in assets.
Aegis Capital Corp.

1345 AVENUE OF THE AMERICAS

NEW YORK, NY 10105

$1.28B

Assets Under Management

Not reported

Total Clients

156

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Daniel Farrington’s Registration & Firm History

NY

07/07/2023 - Present

Aegis Capital Corp. (MELVILLE NY)

FL

01/11/2023 - 03/29/2023

GREENBIRD CAPITAL LLC (BOCA RATON FL)

NY

09/10/2021 - 12/15/2022

VCS VENTURE SECURITIES (Mineola NY)

NY

10/22/2018 - 09/29/2021

JOSEPH STONE CAPITAL L.L.C. (MINEOLA NY)

NY

09/28/2017 - 11/08/2018

WORDEN CAPITAL MANAGEMENT LLC (Rockville Ctre. NY)

NY

06/08/2015 - 07/24/2017

AEGIS CAPITAL CORP. (MELVILLE NY)

NY

02/18/2015 - 06/09/2015

NATIONAL SECURITIES CORPORATION (MELVILLE NY)

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Licenses & Designations

BC

Issued 04/16/2015

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/18/2015

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE Arca, Inc.

N

Nasdaq Stock Market

Disclosures

There is public disclosure for Daniel Joseph Farrington. Review regulatory record here.
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