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Daniel Joseph Donohue

Samuel A. Ramirez & Company, Inc.

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About Daniel Joseph Donohue

Daniel Joseph Donohue is a securities professional with over 40 years of experience in the financial industry. Daniel is currently registered with Samuel A. Ramirez & Company, Inc. His experience includes working with clients across a broad range of financial needs and investment objectives. Daniel is committed to providing his clients with personalized financial advice and guidance.

Firm Information

Daniel Donohue is currently registered with Samuel A. Ramirez & Company, Inc.. Samuel A. Ramirez & Company, Inc. is a corporation formed in 1971. It is registered in 51 states and the District of Columbia, as well as with the Securities and Exchange Commission (SEC). The firm has been involved in 6 regulatory events and 2 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

118

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Daniel Donohue’s Registration & Firm History

NY

01/02/1976 - Present

Samuel A. Ramirez & Company, Inc. (NEW YORK NY)

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Licenses & Designations

BC

Issued 05/24/1983

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/14/1969

Series 00 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/19/1977

Series 7 - General Securities Representative Examination

BC

Issued 07/25/1966

Series 1 - Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Daniel Joseph Donohue. Review regulatory record here.
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