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Daniel Joseph Braz

State Street Global Advisors Funds Distributors, LLC

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About Daniel Joseph Braz

Daniel Joseph Braz is a financial advisor with over 20 years of experience in the industry. Daniel is currently registered with State Street Global Advisors Funds Distributors, LLC. Prior to joining State Street Global Advisors Funds Distributors, LLC, Daniel worked at COLE CAPITAL CORPORATION, COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC. and COLUMBIA MANAGEMENT DISTRIBUTORS, INC.. Daniel holds Series 7, Series 24, Series 66 and SIE licenses. Daniel is licensed in 52 states and the District of Columbia.

Firm Information

Daniel Braz is currently registered with State Street Global Advisors Funds Distributors, LLC. State Street Global Advisors Funds Distributors, LLC is a Limited Liability Company formed in March 2002. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. It has an active SEC registration. The firm has reported 17 regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

83

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Daniel Braz’s Registration & Firm History

MA

06/06/2013 - Present

State Street Global Advisors Funds Distributors, LLC (Boston MA)

AZ

02/24/2012 - 11/28/2012

COLE CAPITAL CORPORATION (PHOENIX AZ)

MA

05/01/2010 - 02/13/2012

COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC. (BOSTON MA)

MA

04/15/2002 - 05/01/2010

COLUMBIA MANAGEMENT DISTRIBUTORS, INC. (BOSTON MA)

NJ

08/03/2001 - 04/29/2002

UBS PAINEWEBBER INC. (WEEHAWKEN NJ)

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Licenses & Designations

BOTH

Issued 08/21/2001

Series 66 - Uniform Combined State Law Examination

BC

Issued 08/27/2020

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/02/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Daniel Joseph Braz.
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