Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Jose Valdes is an investment advisor representative with LPL Financial LLC. Daniel has been working in the securities industry since January 2, 1997. Daniel is registered with the following states: Arizona, California, Colorado, Idaho, Iowa, Texas, and Washington. Daniel also holds FINRA Series 6, 7, and 63 securities licenses as well as the SIE and Series 65. Daniel's previous employers include NATIONAL PLANNING CORPORATION, WM FINANCIAL SERVICES, INC., GRIFFIN FINANCIAL SERVICES, and FIMCO SECURITIES GROUP, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
11/29/2017 - Present
LPL Financial LLC (EL SEGUNDO CA)
CA
02/26/2002 - 11/29/2017
NATIONAL PLANNING CORPORATION (EL SEGUNDO CA)
CA
01/01/1999 - 02/27/2002
WM FINANCIAL SERVICES, INC. (IRVINE CA)
NA
02/20/1998 - 01/01/1999
GRIFFIN FINANCIAL SERVICES
WI
01/03/1997 - 03/09/1998
FIMCO SECURITIES GROUP, INC. (PORT WASHINGTON WI)
IA
Issued 05/13/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/02/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/09/1998
Series 7 - General Securities Representative Examination
BC
Issued 01/02/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Daniel Valdes is the right advisor for you? Invested Better is here to help.
