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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Rodriguez is an investment advisor representative who has been in the industry since 1987. Daniel is registered in California, Florida, Illinois, New Jersey and Texas. Daniel is currently employed at Snowden Capital Advisors LLC, in Coral Gables, Florida. Previously, Daniel worked at Merrill Lynch, Pierce, Fenner & Smith Incorporated. Daniel has obtained the following FINRA licenses: Series 3, 7, 9, 10, 31 and SIE. Daniel is also licensed as a Registered Investment Advisor in Florida.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
04/27/2020 - Present
Snowden Capital Advisors LLC (Coral Gables FL)
FL
11/12/2013 - 04/28/2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CORAL GABLES FL)
FL
07/01/2003 - 11/14/2013
WELLS FARGO ADVISORS, LLC (MIAMI FL)
NY
04/12/1994 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NJ
08/02/1996 - 08/21/1996
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
FL
09/30/1987 - 04/14/1994
AMERICAN GOVERNMENT CERTIFICATES & FUNDS CORPORATION (CORAL GABLES FL)
NA
06/11/1987 - 10/12/1987
EASTER KRAMER GROUP SECURITIES, INC.
IA
Issued 11/18/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/15/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/04/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/17/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/14/2003
Series 3 - National Commodity Futures Examination
BC
Issued 06/26/1998
Series 31 - Futures Managed Funds Examination
BC
Issued 12/20/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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