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Daniel Jorge Richmond

Boreal Capital Management LLC

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About Daniel Jorge Richmond

Daniel Richmond is a financial advisor with over 18 years of experience in the industry. Daniel is currently registered with Boreal Capital Management LLC and Richmond Capital Advisors LLC, both based in Miami, Florida. Daniel has experience working with high net worth individuals, corporations, and individuals other than high net worth. Daniel's areas of expertise include portfolio management for businesses, individuals, and pooled investment vehicles.

Firm Information

Daniel Richmond is currently registered with Boreal Capital Management LLC. Boreal Capital Management LLC is an investment adviser headquartered in Miami, Florida. The firm manages approximately $1 billion to $10 billion in assets for individuals, corporations, and pooled investment vehicles. The firm's advisory services include portfolio management for individuals, businesses, and pooled investment vehicles. Boreal Capital Management LLC is registered with the SEC under SEC number 801-57604.
Boreal Capital Management LLC

1450 BRICKELL AVENUE

MIAMI, FL 33131

$1.38B

Assets Under Management

Not reported

Total Clients

23

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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Daniel Richmond’s Registration & Firm History

FL

12/10/2012 - Present

Boreal Capital Management LLC (MIAMI FL)

FL

08/19/2009 - 09/25/2012

LPL FINANCIAL LLC (MIAMI FL)

NY

06/29/2006 - 04/30/2009

UBS INTERNATIONAL INC. (NEW YORK NY)

FL

11/22/2004 - 06/06/2006

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (MIAMI FL)

NY

11/03/2003 - 08/13/2004

MORGAN STANLEY DW INC. (PURCHASE NY)

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Licenses & Designations

BOTH

Issued 12/03/2003

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/06/2003

Series 31 - Futures Managed Funds Examination

BC

Issued 11/02/2003

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Daniel Jorge Richmond.
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