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Daniel Jordan Klein

RFG Advisory, LLC

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About Daniel Jordan Klein

Daniel Klein is a financial advisor with RFG Advisory, LLC. Daniel has been in the financial services industry since 1995 and has a wide range of experience in providing financial planning and investment advice to individuals, businesses, and trusts. Daniel is a Certified Financial Planner™ and holds the Series 7 and Series 63 licenses. Daniel's background includes experience with LPL Financial LLC and Royal Alliance Associates, Inc.. Daniel's focus includes working with high-net-worth individuals, corporations, and pension and profit-sharing plans.

Firm Information

Daniel Klein is currently registered with RFG Advisory, LLC. RFG Advisory, LLC is an investment advisor headquartered in VESTAVIA HILLS, AL. The firm provides financial planning, pension consulting, and educational seminars to individuals, corporations, and trusts. They have over 84 licensed agents, 122 investment advisor representatives, and 75 registered representatives. RFG Advisory, LLC manages over $3.8 billion in assets for over 17,871 clients.
RFG Advisory, LLC

1400 URBAN CENTER DRIVE

VESTAVIA HILLS, AL 35242-2245

$3.86B

Assets Under Management

8

Total Clients

120

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Daniel Klein’s Registration & Firm History

MO

08/11/2014 - Present

RFG Advisory, LLC (CREVE COEUR MO)

MO

04/09/2009 - 06/08/2018

LPL FINANCIAL LLC (CREVE COEUR MO)

MO

09/08/1995 - 04/17/2009

ROYAL ALLIANCE ASSOCIATES, INC. (ST.LOUIS MO)

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Licenses & Designations

BC

Issued 11/14/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/07/1995

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Daniel Jordan Klein. Review regulatory record here.
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