Unclaimed
Daniel Jordan Esparza is a registered representative with Fidelity Brokerage Services LLC. Daniel has been in the securities industry since 2016. Daniel is licensed to sell securities in 53 states and holds Series 7 and 63 licenses. Daniel is also licensed to sell securities in Puerto Rico. Daniel is registered with FINRA as a General Securities Representative and with the Securities Investor Protection Corporation (SIPC). Daniel is also a member of the National Association of Securities Dealers (NASD).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
UT
03/04/2016 - Present
Fidelity Brokerage Services LLC (SALT LAKE CITY UT)
BC
Issued 03/11/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/04/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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