Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Pettit is a financial advisor with over 25 years of experience in the financial services industry. Currently registered with Wells Fargo Clearing Services, LLC, Daniel has been active in the securities and investment advisory fields since 1995. Throughout Daniel's career, he has worked with various firms including Merrill Lynch, Pierce, Fenner & Smith Incorporated, MTL Equity Products, Inc., First Brokerage America, L.L.C., National Planning Corporation and CitiCorp Investment Services. Daniel holds Series 6, 7, 63, 65 and 66 licenses, demonstrating a breadth of knowledge in the financial services industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
08/19/2020 - Present
Wells Fargo Clearing Services, LLC (SAN RAFAEL CA)
CA
09/13/2011 - 03/09/2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NOVATO CA)
CA
06/23/2010 - 01/04/2011
MTL EQUITY PRODUCTS, INC. (SAN RAFAEL CA)
CA
04/11/2007 - 02/10/2009
FIRST BROKERAGE AMERICA, L.L.C. (LAKEWOOD CA)
CA
06/23/2004 - 04/12/2007
NATIONAL PLANNING CORPORATION (IRVINE CA)
NY
08/12/2003 - 06/09/2004
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
SC
05/29/2002 - 08/15/2003
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
CA
05/02/2001 - 06/12/2002
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
CA
05/22/1998 - 05/02/2001
WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)
CA
05/07/1990 - 04/14/1997
GREAT WESTERN FINANCIAL SECURITIES CORPORATION (NORTHRIDGE CA)
BOTH
Issued 08/18/2020
Series 66 - Uniform Combined State Law Examination
IA
Issued 08/02/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/14/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/17/2020
Series 7TO - General Securities Representative Examination
BC
Issued 03/09/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/28/1991
Series 7 - General Securities Representative Examination
BC
Issued 05/04/1990
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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