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Daniel John Vene

Icapital Markets LLC

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About Daniel John Vene

Daniel Vene is a financial advisor with over 15 years of experience in the financial services industry. Daniel Vene is currently registered with Icapital Markets LLC, which is a brokerage firm, and also has a Series 7, Series 63 and Series 99TO licenses. Daniel has held previous positions at Icapital Securities, LLC, Bendigo Securities, LLC, Atlas Strategic Advisors, LLC, Eaton Partners, LLC, ING BARING Furman Selz LLC, and ING BARING (U.S.) Securities, INC.

Firm Information

Daniel Vene is currently registered with Icapital Markets LLC. Icapital Markets LLC is a Limited Liability Company that was formed on August 13, 2001. The company is registered in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. Icapital Markets LLC is also registered with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

219

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Daniel Vene’s Registration & Firm History

NY

11/30/2023 - Present

Icapital Markets LLC (NEW YORK NY)

NY

01/21/2015 - 11/30/2023

ICAPITAL SECURITIES, LLC (NEW YORK NY)

NY

06/11/2014 - 09/01/2015

BENDIGO SECURITIES, LLC (New York NY)

NY

03/27/2014 - 06/09/2014

ATLAS STRATEGIC ADVISORS, LLC (NEW YORK NY)

CT

06/28/2007 - 04/02/2012

EATON PARTNERS, LLC (ROWAYTON CT)

NY

07/01/1998 - 10/13/1998

ING BARING FURMAN SELZ LLC (NEW YORK NY)

NY

11/28/1997 - 07/01/1998

ING BARING (U.S.) SECURITIES, INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 05/16/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/18/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Daniel John Vene.
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