Unclaimed
Daniel John Uba is a registered representative with Vanguard Marketing Corp. Daniel John Uba has been in the securities industry since October 15, 2006. Daniel John Uba is licensed in Pennsylvania. Daniel John Uba holds the Series 7, Series 63 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
PA
10/16/2006 - Present
Vanguard Marketing Corp. (MALVERN PA)
BC
Issued 12/01/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/13/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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