Unclaimed
Daniel John Schaffert is a financial advisor with Janus Henderson Distributors US LLC, located in Denver, Colorado. Daniel has been in the industry since 2010. Daniel's background includes experience with Curian Clearing, LLC, Scottrade, Inc., Waddell & Reed, Inc., and Ameriprise Financial Services, Inc.. Daniel is registered with FINRA as a General Securities Representative and holds the Series 66 license, and Series 7. Daniel is currently registered in Colorado, Ohio, Pennsylvania, and West Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
06/06/2016 - Present
Janus Henderson Distributors US LLC (DENVER CO)
CO
02/26/2013 - 03/24/2016
CURIAN CLEARING, LLC (DENVER CO)
MO
01/04/2012 - 02/06/2013
SCOTTRADE, INC. (ST. LOUIS MO)
CO
12/06/2010 - 11/07/2011
WADDELL & REED, INC. (BOULDER CO)
CO
08/10/2010 - 11/03/2010
AMERIPRISE FINANCIAL SERVICES, INC. (DENVER CO)
BOTH
Issued 12/21/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/09/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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