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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel John Roberts is a financial advisor with Centaurus Financial, Inc. with over 40 years of experience in the industry. Daniel John Roberts is registered with the state of California and holds Series 63, Series 24, SIE, Series 7 and Series 1 licenses. In addition to their work with Centaurus Financial, Inc., Daniel John Roberts is also a Co-Owner/General Manager of Pet Buddies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
02/09/2021 - Present
Centaurus Financial, Inc. (Santa Ana CA)
CA
08/24/2011 - 07/11/2016
CAMBRIDGE INVESTMENT RESEARCH, INC. (SANTA ANA CA)
CA
12/18/2009 - 09/02/2011
LPL FINANCIAL LLC (TUSTIN CA)
CA
08/21/1996 - 12/22/2009
AMERIPRISE FINANCIAL SERVICES, INC. (TUSTIN CA)
MN
08/21/1996 - 07/03/2006
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
CA
01/15/1995 - 07/10/1995
PIM FINANCIAL SERVICES, INC. (SAN MARCOS CA)
CA
04/29/1993 - 12/01/1994
TITAN/VALUE EQUITIES GROUP, INC. (IRVINE CA)
OH
05/27/1992 - 04/29/1993
CARILLON INVESTMENTS, INC. (CINCINNATI OH)
CA
07/17/1990 - 05/11/1992
COAST FINANCIAL ADVISORS, INC. (MISSION VIEJO CA)
AZ
11/08/1983 - 07/05/1990
SENTRA SECURITIES CORPORATION (PHOENIX AZ)
NA
10/02/1981 - 01/18/1984
PRIVATE LEDGER FINANCIAL SERVICES, INCORPORATED
NA
09/28/1977 - 07/15/1981
CG EQUITY SALES COMPANY
BC
Issued 02/29/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/30/1983
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/19/1981
Series 7 - General Securities Representative Examination
BC
Issued 09/19/1977
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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