Unclaimed
Daniel Rivers is an investment advisor representative at Voya Financial Advisors, Inc., with over 20 years of experience in the financial services industry. Daniel is registered to provide investment advisory services in 13 states, including Illinois, Florida, California, Colorado, and Georgia. Daniel has a strong background in investment planning, portfolio management, and fixed insurance sales. He is committed to helping clients achieve their financial goals through personalized financial advice and comprehensive investment strategies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
01/03/2011 - Present
Voya Financial Advisors, Inc. (LISLE IL)
IL
07/19/2002 - 01/03/2011
ING FINANCIAL ADVISERS, LLC (LISLE IL)
NA
01/04/1988 - 03/04/1991
AETNA LIFE INSURANCE AND ANNUITY COMPANY
BOTH
Issued 09/23/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/16/2002
Series 7 - General Securities Representative Examination
BC
Issued 12/30/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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