Unclaimed
Daniel John Porter has been in the financial services industry since November 28, 2006. Currently, Daniel Porter is registered with Prudential Investment Management Services LLC in New Jersey. Previously, Daniel worked at Janus Distributors LLC in Colorado and NYLIFE Distributors LLC in New Jersey. Daniel is licensed to sell securities in 53 states and has a total of 5 exams including Series 3, 63, 65 and 7 and the SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
08/03/2015 - Present
Prudential Investment Management Services LLC (NEWARK NJ)
CO
04/24/2008 - 11/19/2014
JANUS DISTRIBUTORS LLC (DENVER CO)
NJ
03/10/2006 - 04/15/2008
NYLIFE DISTRIBUTORS LLC (JERSEY CITY NJ)
BC
Issued 10/30/2015
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 09/08/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/10/2012
Series 3 - National Commodity Futures Examination
BC
Issued 03/09/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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