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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Phillips is a financial advisor with over 30 years of experience in the industry. Daniel currently works with Robert W. Baird & Co. Inc. Daniel has a strong track record of success in helping clients achieve their financial goals. Daniel specializes in providing financial advice to individuals, businesses, and institutions. Daniel is a highly respected financial advisor with a deep understanding of the financial markets. Daniel is committed to providing his clients with personalized service and a high level of attention.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
MN
09/04/2020 - Present
Robert W. Baird & Co. Inc. (EDINA MN)
MN
08/12/2006 - 06/26/2013
UBS FINANCIAL SERVICES INC. (BLOOMINGTON MN)
MN
11/18/1997 - 08/12/2006
PIPER JAFFRAY & CO. (BLOOMINGTON MN)
TN
10/17/1995 - 07/22/1997
ALLIANCE FUND DISTRIBUTORS, INC. (NASHVILLE TN)
MN
08/16/1983 - 09/06/1995
PIPER JAFFRAY INC. (MINNEAPOLIS MN)
NA
11/02/1982 - 08/01/1983
THE GREAT-WEST LIFE ASSURANCE COMPANY
IA
Issued 07/22/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/20/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/11/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 11/17/1997
Series 7 - General Securities Representative Examination
BC
Issued 11/01/1982
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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