Unclaimed
Daniel Papuga is a registered representative at Northwestern Mutual Investment Services, LLC, with an active license since October 2013. Daniel's primary branch office is located in Fairfield, Connecticut. Daniel has been in the securities industry since July 2013. Daniel holds licenses in 30 states and has passed the Series 7, Series 66, and SIE exams. Daniel also may earn commissions from insurance companies not affiliated with Northwestern Mutual for sales of non-variable life, health, annuity and/or disability income insurance products.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
CT
10/01/2013 - Present
Northwestern Mutual Investment Services, LLC (FAIRFIELD CT)
BOTH
Issued 09/30/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/15/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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