Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel John Nowak is a financial advisor with Valic Financial Advisors, Inc. based in Orlando, Florida. Daniel has been working in the financial services industry since 1994. Daniel has a broad range of experience with previous roles at CUNA Brokerage Services, Inc., Fidelity Brokerage Services LLC, Chase Investment Services Corp., TD Ameritrade, Inc., Essex National Securities, Inc., Charles Schwab & Co., Inc., Wachovia Securities, LLC, The Dreyfus Service Corporation, ReliaStar Financial Marketing Corp., Independent Financial Securities, Inc., NatWest Investor Services Corporation, and MML Investors Services, Inc. Daniel holds the Series 6, 7, 8, 9, 10, 23, 24, 63, and 66 securities licenses. Daniel is a member of the Financial Industry Regulatory Authority (FINRA) and is registered to provide financial advice in Florida and California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Recommend wrap accounts to clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
07/11/2016 - Present
Valic Financial Advisors, Inc. (ORLANDO FL)
FL
07/10/2014 - 01/04/2016
CUNA BROKERAGE SERVICES, INC. (ORLANDO FL)
FL
09/24/2012 - 10/18/2013
FIDELITY BROKERAGE SERVICES LLC (TAMPA FL)
FL
07/11/2008 - 09/05/2012
CHASE INVESTMENT SERVICES CORP. (BRANDON FL)
NY
11/18/2005 - 04/16/2008
TD AMERITRADE, INC. (NEW YORK NY)
CA
02/23/2005 - 11/08/2005
ESSEX NATIONAL SECURITIES, INC. (NAPA CA)
TX
11/19/2003 - 01/06/2005
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
MO
08/29/2003 - 11/12/2003
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
CA
05/25/2000 - 06/02/2003
ESSEX NATIONAL SECURITIES, INC. (NAPA CA)
NY
10/07/1994 - 03/21/2000
THE DREYFUS SERVICE CORPORATION (NEW YORK NY)
WA
07/19/1994 - 07/26/1994
RELIASTAR FINANCIAL MARKETING CORP. (SEATTLE WA)
NA
06/14/1993 - 07/08/1994
INDEPENDENT FINANCIAL SECURITIES, INC.
NY
09/08/1992 - 06/17/1993
NATWEST INVESTOR SERVICES CORPORATION (NEW YORK NY)
MA
12/23/1991 - 08/13/1992
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
BOTH
Issued 01/03/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/17/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/15/2010
Series 23 - General Securities Principal Sales Supervisor
BC
Issued 03/23/1999
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/30/1994
Series 7 - General Securities Representative Examination
BC
Issued 06/06/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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