Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Nichols has been working in the financial services industry since July 22, 2002. Currently, Daniel Nichols is registered with Prudential Investment Management Services LLC, and is licensed in 51 states and jurisdictions. Daniel Nichols holds Series 63, 65 and 53, 7, 52 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
03/23/2005 - Present
Prudential Investment Management Services LLC (NEW YORK NY)
NC
05/13/2004 - 08/26/2004
UVEST FINANCIAL SERVICES GROUP, INC. (CHARLOTTE NC)
NJ
03/07/2000 - 07/22/2002
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (NEWARK NJ)
BC
Issued 05/30/2006
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 02/06/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/25/1994
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/06/2000
Series 7 - General Securities Representative Examination
BC
Issued 05/06/1992
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
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