Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Moynihan is a financial advisor with B. Riley Wealth Management. Daniel has been in the financial services industry since 1985. He has a strong background in securities, commodities and financial products, holding Series 3, 7 and 63 licenses. Previously, Daniel was with National Securities Corporation, Morgan Stanley and Citigroup Global Markets Inc.. Daniel is currently registered with FINRA and is licensed in six states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IL
07/22/2022 - Present
B. Riley Wealth Management (OAKBROOK TERRACE IL)
IL
11/27/2019 - 07/22/2022
NATIONAL SECURITIES CORPORATION (OAKBROOK TERRACE IL)
IL
06/01/2009 - 11/08/2019
MORGAN STANLEY (ORLAND PARK IL)
IL
06/08/1994 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (CHICAGO IL)
NY
09/25/1985 - 05/04/1994
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
BC
Issued 09/26/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/01/1991
Series 3 - National Commodity Futures Examination
BC
Issued 09/21/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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