Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel John Lee has been in the financial services industry since April 7, 2006. Daniel is currently registered with Invesco Distributors, Inc. and has been registered since May 25, 2019. Previously, Daniel was registered with OppenheimerFunds Distributor, Inc. from August 11, 2008, to May 25, 2019, and Merrill Lynch, Pierce, Fenner & Smith Incorporated from April 3, 2006, to August 5, 2008. Daniel has passed the Series 7, Series 66, and SIE exams. Daniel is licensed to sell securities in all 50 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
05/25/2019 - Present
Invesco Distributors, Inc. (NEW YORK NY)
NY
08/11/2008 - 05/25/2019
OPPENHEIMERFUNDS DISTRIBUTOR, INC. (NEW YORK NY)
NY
04/03/2006 - 08/05/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CLIFTON PARK NY)
BOTH
Issued 11/13/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/31/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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