Unclaimed
Daniel John Lachcik is a financial advisor who has been in the industry since 2006. Daniel currently holds a Series 63, Series 7, and SIE license and is registered with Northern Lights Distributors, LLC, in Nebraska and New York. Daniel has been with Northern Lights Distributors, LLC since February 2023. Prior to that, Daniel worked at Ultimus Fund Distributors, LLC, Rafferty Capital Markets, LLC, HRC Fund Associates, LLC and PCS Securities, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NE
02/22/2023 - Present
Northern Lights Distributors, LLC (ELKHORN NE)
OH
01/13/2017 - 02/21/2023
ULTIMUS FUND DISTRIBUTORS, LLC (CINCINNATI OH)
NY
08/17/2015 - 03/16/2016
RAFFERTY CAPITAL MARKETS, LLC (GARDEN CITY NY)
NY
12/20/2007 - 02/17/2015
HRC FUND ASSOCIATES, LLC (NEW YORK NY)
NY
08/24/2005 - 12/20/2007
PCS SECURITIES, INC. (NEW YORK NY)
BC
Issued 12/27/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/23/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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