Unclaimed
Daniel John Kraus is a financial advisor with Raymond James & Associates, Inc., based in Boca Raton, Florida. Daniel has been in the financial industry since 1981. Daniel has a wide range of experience and qualifications to provide clients with a comprehensive and personalized approach to financial planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
03/19/2018 - Present
Raymond James & Associates, Inc. (BOCA RATON FL)
FL
05/17/2012 - 03/14/2013
MORGAN KEEGAN & COMPANY, INC. (FT. LAUDERDALE FL)
NJ
10/02/1989 - 11/14/2001
J. B. HANAUER & CO. (PARSIPPANY NJ)
IL
05/01/1987 - 06/03/1989
RODMAN & RENSHAW INC. (CHICAGO IL)
NA
08/26/1983 - 05/12/1987
DREXEL BURNHAM LAMBERT INCORPORATED
NA
07/15/1981 - 12/09/1983
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED
NA
11/20/1980 - 09/25/1981
PAINE, WEBBER, JACKSON & CURTIS INC.
BC
Issued 11/14/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 4 - Registered Options Principal Examination
BC
Issued 10/27/1997
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/16/1997
Series 24 - General Securities Principal Examination
BC
Issued 06/04/1990
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/22/2006
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 05/28/2003
Series 3 - National Commodity Futures Examination
BC
Issued 11/15/1980
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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