Unclaimed
Daniel Kearney is a financial advisor registered with MML Investors Services, LLC, with a focus on providing asset allocation programs, financial planning and portfolio management services to individuals and businesses. Daniel has been in the industry since 1998 and has experience working with a variety of clients, including high-net-worth individuals, pension plans, and corporations. Daniel has extensive experience working with insurance companies and charitable organizations. Daniel is a registered representative with FINRA and is licensed in Connecticut. In the past, Daniel has held positions with Royal Alliance Associates, Inc., Voya Financial Partners, LLC, ING Investment Advisors, LLC, and Advest, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
MA
01/23/2025 - Present
MML Investors Services, LLC (SPRINGFIELD MA)
CT
10/27/2017 - 05/11/2022
ROYAL ALLIANCE ASSOCIATES, INC. (FARMINGTON CT)
CT
04/09/2008 - 10/27/2017
VOYA FINANCIAL PARTNERS, LLC (WINDSOR CT)
CT
02/02/2010 - 04/06/2011
ING INVESTMENT ADVISORS, LLC (WINDSOR CT)
MA
01/23/2006 - 04/09/2008
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
CT
03/29/2000 - 12/21/2005
ADVEST, INC. (HARTFORD CT)
IN
01/14/2000 - 04/13/2000
LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)
IN
01/14/2000 - 04/13/2000
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)
CT
03/26/1998 - 12/17/1999
ADVEST, INC. (HARTFORD CT)
IA
Issued 09/16/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/07/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/09/2001
Series 4 - Registered Options Principal Examination
BC
Issued 08/09/2000
Series 53 - Municipal Securities Principal Examination
BC
Issued 04/26/1999
Series 24 - General Securities Principal Examination
BC
Issued 02/22/1999
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/25/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 03/25/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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