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Daniel John Kearney

MML Investors Services, LLC

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About Daniel John Kearney

Daniel Kearney is a financial advisor registered with MML Investors Services, LLC, with a focus on providing asset allocation programs, financial planning and portfolio management services to individuals and businesses. Daniel has been in the industry since 1998 and has experience working with a variety of clients, including high-net-worth individuals, pension plans, and corporations. Daniel has extensive experience working with insurance companies and charitable organizations. Daniel is a registered representative with FINRA and is licensed in Connecticut. In the past, Daniel has held positions with Royal Alliance Associates, Inc., Voya Financial Partners, LLC, ING Investment Advisors, LLC, and Advest, Inc.

Firm Information

Daniel Kearney is currently registered with MML Investors Services, LLC. MML Investors Services, LLC is a Limited Liability Company headquartered in Springfield, MA, formed in January 2011. The firm is registered with the SEC and in 53 states. They provide a range of advisory services including financial planning, pension consulting, educational seminars, selection of other advisers, portfolio management for businesses and individuals, and asset allocation programs. MML Investors Services, LLC manages over $72 billion in assets for individuals, high-net-worth individuals, corporations, trusts, foundations, charitable organizations, pension plans, and insurance companies.
MML Investors Services, LLC

1295 STATE STREET

SPRINGFIELD, MA 01111-0001

$72.83B

Assets Under Management

Not reported

Total Clients

6,192

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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asset allocation programs

Asset allocation programs

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Solicitors fees

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Daniel Kearney’s Registration & Firm History

MA

01/23/2025 - Present

MML Investors Services, LLC (SPRINGFIELD MA)

CT

10/27/2017 - 05/11/2022

ROYAL ALLIANCE ASSOCIATES, INC. (FARMINGTON CT)

CT

04/09/2008 - 10/27/2017

VOYA FINANCIAL PARTNERS, LLC (WINDSOR CT)

CT

02/02/2010 - 04/06/2011

ING INVESTMENT ADVISORS, LLC (WINDSOR CT)

MA

01/23/2006 - 04/09/2008

MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)

CT

03/29/2000 - 12/21/2005

ADVEST, INC. (HARTFORD CT)

IN

01/14/2000 - 04/13/2000

LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)

IN

01/14/2000 - 04/13/2000

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)

CT

03/26/1998 - 12/17/1999

ADVEST, INC. (HARTFORD CT)

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Licenses & Designations

IA

Issued 09/16/2008

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 05/07/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 01/02/2023

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 07/09/2001

Series 4 - Registered Options Principal Examination

BC

Issued 08/09/2000

Series 53 - Municipal Securities Principal Examination

BC

Issued 04/26/1999

Series 24 - General Securities Principal Examination

BC

Issued 02/22/1999

Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/25/1999

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 03/25/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Daniel John Kearney.
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