Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Duffy is a financial professional with over 13 years of experience in the industry. He has held various positions at prominent firms such as Deutsche Bank Securities Inc. and Exane, Inc., demonstrating a solid track record of success in the financial sector. Daniel is currently registered with BNP Paribas Securities Corp. and holds several licenses, including Series 3, 7, 55, 57TO, and SIE, reflecting his expertise in a range of financial markets. Daniel is dedicated to providing personalized financial guidance and is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
10/18/2022 - Present
BNP Paribas Securities Corp. (NEW YORK NY)
NY
08/25/2015 - 10/17/2022
EXANE, INC. (NEW YORK NY)
NY
01/07/2009 - 08/24/2015
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
BC
Issued 01/20/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/23/2012
Series 3 - National Commodity Futures Examination
BC
Issued 06/15/2010
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 01/06/2009
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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