Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel John Covatta is a financial professional with over 20 years of experience in the securities industry. Daniel has been a registered representative with Keefe, Bruyette & Woods, Inc. since May 2014. Daniel also holds the Series 7, 24, 55, 57, and 79 licenses, as well as the SIE exam. Daniel's previous roles included positions at Stifel, Nicolaus & Company, Inc., Thomas Weisel Partners LLC, UBS Financial Services Inc., UBS Securities LLC, J.P. Morgan Securities Inc., Hambrecht & Quist LLC, BancBoston Robertson Stephens Inc., and BancAmerica Robertson Stephens. Daniel is registered to conduct business in all 50 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MD
05/02/2014 - Present
Keefe, Bruyette & Woods, Inc. (BALTIMORE MD)
CA
06/01/2007 - 03/01/2012
THOMAS WEISEL PARTNERS LLC (SAN FRANCISCO CA)
NJ
07/26/2002 - 05/15/2007
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
CT
05/09/2002 - 05/15/2007
UBS SECURITIES LLC (STAMFORD CT)
NY
02/01/2000 - 04/18/2002
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
02/02/2001 - 05/01/2001
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
CA
10/22/1999 - 02/01/2000
HAMBRECHT & QUIST LLC (SAN FRANCISCO CA)
CA
09/01/1998 - 06/17/1999
BANCBOSTON ROBERTSON STEPHENS INC. (SAN FRANCISCO CA)
CA
01/22/1998 - 09/01/1998
BANCAMERICA ROBERTSON STEPHENS (SAN FRANCISCO CA)
BC
Issued 07/10/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/05/2012
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/04/2007
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 01/16/1998
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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