Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel John Collins is a financial advisor with UBS Financial Services Inc. Daniel has over 15 years of experience in the financial industry, with previous roles at MML Investors Services, LLC and Deutsche Bank Securities Inc. Daniel holds the Series 63, 66, 7 and SIE securities licenses. He is also a Certified Financial Planner. Daniel specializes in providing financial planning, portfolio management and investment advisory services to individuals and families. Daniel is registered in Arizona, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Illinois, Indiana, Maine, Maryland, Massachusetts, Michigan, Nevada, New Hampshire, New Jersey, New York, North Carolina, Ohio, Oregon, Pennsylvania, Texas, Utah, Virginia, Washington and Wyoming.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NY
12/12/2016 - Present
UBS Financial Services Inc. (NEW YORK NY)
NY
10/18/2007 - 10/12/2012
MML INVESTORS SERVICES, LLC (NEW YORK NY)
NY
10/21/2003 - 05/27/2005
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
05/30/2003 - 10/21/2003
SCUDDER INVESTOR SERVICES, INC. (NEW YORK NY)
NY
04/16/2001 - 05/30/2003
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
BC
Issued 05/23/2016
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 10/24/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/11/2001
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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