Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel John Block is a financial advisor who has been in the industry since 2012. Daniel is currently registered with Janus Henderson Distributors US LLC in Denver, Colorado and has previously worked at Nuveen Securities, LLC and Banc of America Securities LLC. Daniel holds Series 2, 7 and 63 licenses as well as the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
04/03/2019 - Present
Janus Henderson Distributors US LLC (DENVER CO)
CA
12/21/2012 - 01/29/2018
NUVEEN SECURITIES, LLC (LOS ANGELES CA)
NY
07/05/2001 - 07/21/2003
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
BC
Issued 04/26/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/29/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/19/2012
Series 7 - General Securities Representative Examination
BC
Issued 07/06/1995
Series 2 - Non-Member General Securities Examination
Active
Inactive
F
FINRA
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